UNIVERIS works behind the scenes to deliver solutions that manage front-office, mid-office, and back-office so wealth management firms can deliver better advice to investors.
We believe financial advice is an integral part of the investment process. We also believe that in the hands of knowledgeable and principled financial advisors technology helps investors reach their financial goals. UNIVERIS makes wealth management firms more valuable by enabling them to deliver better information to investors. When UNIVERIS delivers great solutions to its clients, we know that the end result of this is better advice, better financial planning and investors who have their financial house in order, enjoy more security and enjoyment from their finances and worry less.
Grant Thornton LLP is a leading Canadian accounting and advisory firm providing audit, tax and advisory services to private and public organizations. We help dynamic organizations unlock their potential for growth by providing meaningful, actionable advice through a broad range of services. Together with the Quebec firm Raymond Chabot Grant Thornton LLP, Grant Thornton in Canada has approximately 4,000 people in offices across Canada. Grant Thornton LLP is a Canadian member of Grant Thornton International Ltd, whose member firms operate in over 100 countries worldwide.
PureFacts Financial Solutions has provided world class wealth management software solutions for over 20 years. Our tools are flexible and powerful. They enable wealth managers to be more productive and focus on client growth. We are a trusted partner to some of the largest financial organizations with a reputation built on expertise, innovation and high-touch customer service. We continuously engaged our clients to maintain our core value of client-centric focus. This engagement enables us to exceed our client’s expectations through the continuous innovation on our industry leading platform of exclusive wealth management solutions.
AUM Law focuses on serving the asset management sector in the areas of regulatory compliance, investment funds and corporate law. With offices in Toronto and Montreal, its clients include investment fund managers, portfolio managers, dealers, 81-102 funds, hedge funds, investors, and private and public companies. The firm strives to assist its clients with the most practical, forward-thinking advice and services, using a business model that is geared to efficiency, responsiveness and excellence.
FundApps makes compliance simple. By blending regulatory expertise with innovative technology, we reduce risk, boost efficiency and greatly increase compliance capability for financial institutions.
Every day, our three services (Shareholding Disclosure, Position Limits and Investment Restrictions) analyse over US $2.5 trillion in client assets. Hundreds of people, in compliance teams at some of the world’s largest hedge funds, asset managers, pension funds and banks, use FundApps to help their firm meet regulatory requirements from around the world.
Our dedicated team of compliance experts stays up-to-date with the latest regulation so our clients don’t have to, all for a single yearly fee.
AIMA Canada, a National Group of the Alternative Investment Management Association (AIMA) in Canada, was formed in March 2003 to act as the voice of the alternative investment industry in Canada. AIMA Canada is active in advocacy for the industry and the promotion of sound practices. AIMA Canada has more than 140 members including hedge fund managers, institutional investors, pension fund managers and consultants, administrators, auditors, lawyers, prime brokers and other service providers.
The Investment Funds Institute of Canada is the voice of Canada’s investment funds industry. IFIC brings together 150 organizations, including fund managers, distributors and industry service organizations, to foster a strong, stable investment sector where investors can realize their financial goals. By connecting Canada’s savers to Canada’s economy, our industry contributes significantly to Canadian economic growth and job creation. The organization is proud to have served Canada’s mutual funds industry and its investors for more than 50 years.
ICSA Canada is the Canadian Division of a global network of 45,000 members that provides certification to corporate secretaries and governance professionals.
In a rapidly changing, increasingly complex business environment, employers and investors are demanding that those charged with governance and risk management responsibilities have the skills and expertise to promote excellence in corporate accountability, conduct and administration.
ICSA’s professional certification programs indicate your commitment to professional excellence. The governance professional post-nominals (ACIS, FCIS) demonstrate that you have:
Learn more about our certification programs, including Director and Professional Administrator education today! Qualified lawyers and accountants may be eligible for certification via ICSA’s fast-track professional route, for more information please contact us at [email protected] or 1-800-501-3440.
NEMA was founded in 2011 by a number of key participants in the exempt market securities industry, who saw a need for a collective voice to preserve the flexibility and unique culture of the Canadian capital markets and the exempt market in general. Our mandate is to be active in the growth of the exempt market’s public profile and the improvement of the efficiency and integrity of the private capital markets. We will continue to work with both regulators and stakeholders on developing a practical regulatory framework that fosters development of the exempt market by allowing entrepreneurs to efficiently raise capital and investors to participate in a broader range of investment options while being adequately protected. For more information about us, visit nemaonline.ca.
The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides the financial services professional from the U.S. and Canada with a wide range of resources including a vast network of compliance peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.