Meet Regulatory Deadlines while Improving Your Compliance Process
Join Canada’s most comprehensive conference for Registrants. Hear from the regulators and source strategies to strengthen your compliance.
Gain exclusive insights and knowledge on:
- Regulators Q&A: Update your compliance processes
- Global Regulation: Anticipate the impact of MiFID
- Mutual Fund Fees: Assess the implications of reform on your firm
- Financial Planning: Adjust to financial harmonization
- Sales Practices: Reduce your risk of conflict of interest
- Seniors: Protect your older investors with suitable advice
- Regtech: Enhance your KYC and AML monitoring
- Cyber-security: Review your obligations and know best practices
- Cryptocurrency: Review what staff notice 46-307 means for you
- Whistleblowers:Create an effective compliance culture
See what is up for discussion in 2018. Download your complimentary copy by completing the form to your right.