Identifying the Top Challenges Facing Canadian Registrants

This survey was conducted in January 2017 and features responses from professionals in segments including: Investment Fund Managers, Regulators, Exempt Market Dealers, Portfolio Managers and Law Firms.

Challenges include:

  • Cost of Compliance
  • Proposal 33-404
  • Ever-Changing Regulations
  • Cross-Border Regulations
  • Mutual Fund Fees
  • Fintech and more

Get the detailed survey results by completing the form.