We asked some leaders in the industry the following questions about the future of regulations and the industry challenges ahead, and they were kind enough to share their insights with us:

  • What do you foresee in the future of regulations? Read insights
  • What have been the major issues in implementing the phases of CRM2? Read insights
  • How do you think OBSI’s new reforms for dispute resolution will impact the industry? Read insights
  • What should be on everyone’s 2016 compliance checklist? Read insights
Check back soon as we release their answers – or download the full eBook here.

Contributors Include:

Alberta Securities Commission (ASC)

Lynn Tsutsumi

Director, Market Regulation,
Lynn Tsutsumi

BMO

Richard Livesley

Former Director, Strategy & Planning Global Information & Technology Risk Management,
Richard Livesley

Evans Investment Counsel

Adam Beach

Vice President Compliance Officer and Operation Manager,
Adam Beach

AGF

Vice President, Corporate Compliance & Oversight,
Jacqueline Sanz

CI Private Counsel

Tushar Pai

Vice President Compliance and Chief Compliance Officer,
Tushar Pai

Walton Capital

Benjamin Rootman

Chief Compliance Officer & Vice President,
Benjamin Rootman

BNP Paribas

Michael Valihora

Chief Compliance Officer & Legal Senior Counsel,
Michael Valihora

3Macs

Noah Billick

General Counsel & Chief Compliance Officer,
Noah Billick

18 Asset Management

Sunny Mann

Legal Counsel & Compliance,
Sunny Mann

BMO Financial Group

Michael Holder

Senior Counsel, Wealth Management,
Michael Holder

Centurion Asset Management Inc.

Greg Romundt

President,
Greg Romundt