Speakers
William Donegan
Chief Compliance Officer - Advisory Services
Manulife Financial
William Donegan
Chief Compliance Officer - Advisory Services,
Manulife Financial
David Linder Q.C., ICD.D
Executive Director
Alberta Securities Commission (ASC)
David Linder Q.C., ICD.D
Executive Director,
Alberta Securities Commission (ASC)
Minal Upadhyaya
Vice President, Policy & General Counsel
The Investment Funds Institute of Canada (IFIC)
Minal Upadhyaya
Vice President, Policy & General Counsel ,
The Investment Funds Institute of Canada (IFIC)
Margaret Gunawan
Managing Director- Head of Canada Legal & Compliance
BlackRock
Board of Directors
PMAC
Margaret Gunawan
Managing Director- Head of Canada Legal & Compliance ,
BlackRock
Board of Directors ,
PMAC
Frédéric Pérodeau
Superintendent, Client Services and Distribution Oversight
Autorité des marchés financiers
Frédéric Pérodeau
Superintendent, Client Services and Distribution Oversight,
Autorité des marchés financiers
Anne Sonnen
SVP & Chief Compliance Officer
Great-West Lifeco Inc
Anne Sonnen
SVP & Chief Compliance Officer,
Great-West Lifeco Inc
Denise T. Carson
Chief Compliance Officer
BMO InvestorLine Inc.
Denise T. Carson
Chief Compliance Officer,
BMO InvestorLine Inc.
Alana Dubinski
VP & Chief Compliance Officer
Hewitt Investment Management Inc.
Alana Dubinski
VP & Chief Compliance Officer,
Hewitt Investment Management Inc.
Michael Holder
Chief Compliance Officer and Associate General Counsel
Wealthsimple
Michael Holder
Chief Compliance Officer and Associate General Counsel,
Wealthsimple
Inya Ivkovic
Vice President, Compliance
State Street Global Advisors, Ltd. (Canada)
Inya Ivkovic
Vice President, Compliance,
State Street Global Advisors, Ltd. (Canada)
Martin Nigro
CCO / AVP Regulatory Compliance, Asset Management
HSBC Global Asset Management (Canada) Limited
Martin Nigro
CCO / AVP Regulatory Compliance, Asset Management,
HSBC Global Asset Management (Canada) Limited
Jessica Mitchell
Chief Compliance Officer
Tri View Capital Ltd.
Jessica Mitchell
Chief Compliance Officer,
Tri View Capital Ltd.
Matthew Husson
Director, Compliance Legal Counsel
Scotiabank
Matthew Husson
Director, Compliance Legal Counsel ,
Scotiabank
Matthew Onyeaju, FRM, CAMS
Vice President & Chief Compliance Officer
IPC Investment Corporation
Matthew Onyeaju, FRM, CAMS
Vice President & Chief Compliance Officer,
IPC Investment Corporation
Keri Bush
Vice President, Canadian Banking Compliance
Scotiabank
Keri Bush
Vice President, Canadian Banking Compliance,
Scotiabank
Christine Tabbert
Deputy Director, Operations, Enforcement Division
Ontario Securities Commission
Christine Tabbert
Deputy Director, Operations, Enforcement Division,
Ontario Securities Commission
Rebecca Cowdery
Partner
Borden Ladner Gervais LLP
Rebecca Cowdery
Partner,
Borden Ladner Gervais LLP
Jason Alcorn
Senior Legal Counsel, Securities
New Brunswick’s Financial and Consumer Services Commission (FCNB)
Jason Alcorn
Senior Legal Counsel, Securities,
New Brunswick’s Financial and Consumer Services Commission (FCNB)
Tim Reibetanz
Senior Counsel & Director; Legal and Regulatory Compliance
BMO Financial Group
Tim Reibetanz
Senior Counsel & Director; Legal and Regulatory Compliance ,
BMO Financial Group
Dena Staikos
Manager in the Compliance and Registrant Regulation Branch (CRR)
Ontario Securities Commission
Dena Staikos
Manager in the Compliance and Registrant Regulation Branch (CRR),
Ontario Securities Commission
Marsha Gerhart
VP Member Regulation Policy
Investment Industry Regulatory Organization of Canada
Marsha Gerhart
VP Member Regulation Policy,
Investment Industry Regulatory Organization of Canada
Jonathan Moncrieff
Managing Director and Head of U.S. Wealth Management Compliance and Volcker Rule Compliance
BMO Financial Group
Jonathan Moncrieff
Managing Director and Head of U.S. Wealth Management Compliance and Volcker Rule Compliance ,
BMO Financial Group
Brian Koscak, B.A.(Hon.), M.A., CIP, LL.B, J.D., LL.M
President, General Counsel and Chief Compliance Officer
Pinnacle Wealth Brokers Inc.
Brian Koscak, B.A.(Hon.), M.A., CIP, LL.B, J.D., LL.M
President, General Counsel and Chief Compliance Officer ,
Pinnacle Wealth Brokers Inc.
Cathy Lin, Esq.
Chief Compliance Officer
Burgundy Asset Management Ltd.
Cathy Lin, Esq.
Chief Compliance Officer,
Burgundy Asset Management Ltd.
Angela Nikolakakos
SVP, Chief Compliance Officer, General Counsel and Corporate
Natixis Investment Managers
Angela Nikolakakos
SVP, Chief Compliance Officer, General Counsel and Corporate ,
Natixis Investment Managers
Scott Selig
Deputy CCO, Canada Compliance
Capital One
Scott Selig
Deputy CCO, Canada Compliance,
Capital One
Waqas Rana, MBA, CPA, CMA
Vice President & Chief Compliance Officer
The Co-operators Group Limited
Waqas Rana, MBA, CPA, CMA
Vice President & Chief Compliance Officer,
The Co-operators Group Limited
Kelley Hoffer
Vice President, Regulatory Compliance
RBC
Kelley Hoffer
Vice President, Regulatory Compliance,
RBC
Alejandro Cuartas-Villada
Compliance Manager
Nest Wealth
Alejandro Cuartas-Villada
Compliance Manager ,
Nest Wealth
Shawn L. Graham
Deputy General Counsel I Retail Banking & Wealth Management Legal Department
HSBC Bank Canada
Shawn L. Graham
Deputy General Counsel I Retail Banking & Wealth Management Legal Department,
HSBC Bank Canada
Open banking, the concept that would allow customers to share data held by their banks with third parties, such as other financial institutions or fintech companies in order to combine it with data from other sources to yield new benefits to those customers, is gaining traction around the world. But are Canadian FIs ready for it? Explore the concept and the compliance implications:
- Understand the fundamental paradigm shift for financial institutions needed
- Regulatory intervention required by Open Banking
- Developments from around the world to facilitate open banking: GDPR (privacy and control rights) and PSD2 (bank data access rights)
Anticipate and prepare for Open Banking and the Canadian regulatory response.
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