David Balsdon

Chief Compliance Officer


All Sessions by David Balsdon

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Day 1: Jun 17, 2020

Day 2: Jun 18, 2020

8:30 am

8:30 am

CCO Panel

Managing Change: Optimizing Your Compliance Program to Meet Client Focused Reforms, Increased Digitalization, and Market Risk

Optimizing your compliance programs must be prioritized as new rules come into place, in addition to the changes already taking place in the financial services industry. Meet your increased obligations by anticipating impending challenges such as CFR, digital transformation and registrant oversight. Develop practical solutions to:

  • Improve your training, education, and compliance outcomes
  • Address the most likely gaps in your compliance programs
  • Anticipate and address regulatory changes over the next couple of years

Develop and implement a truly optimized compliance program to meet regulatory and business challenges