AUM Law focuses on serving the asset management sector in the areas of regulatory compliance, investment funds and corporate law. With offices in Toronto and Montreal, its clients include investment fund managers, portfolio managers, dealers, 81-102 funds, hedge funds, investors, and private and public companies. The firm strives to assist its clients with the most practical, forward-thinking advice and services, using a business model that is geared to efficiency, responsiveness and excellence.
MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm.
Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently. We’ve built our passion and proficiency for compliance automation into every product, empowering clients of all sizes to maximize technology to minimize conduct risk.
Contact [email protected] or 866-951-2279.
The Canadian Association of Alternative Strategies & Assets (CAASA) was formed to bring together alternative investment managers and investors, along with service providers, in a setting conducive to information sharing, discussion and networking, and collaborative initiatives.