Meet Regulatory Deadlines while Improving Your Compliance Process
Join Canada’s most comprehensive conference for Registrants. Hear from the regulators and source strategies to strengthen your compliance.
Gain exclusive insights and knowledge on:
- Regulatory Guidance: Update your compliance calendar
- Fintech: Navigate a fast changing landscape
- Best Interest Standards: Plan the next requirements
- Cyber-security: Review your obligations
- Anti-money Laundering: Prepare for June 2017
- Mutual Fund Fees: Assess the implication on your firm
- KYP: Adapt your shelves
- Cross-border Regulation: Work with Canadian and US investors
- CRM2: Improve your reporting
- Proficiency: Ensure your staff’s training
See what is up for discussion in 2017. Download your complimentary copy by completing the form to your right.