Welcome to the largest Canadian event focused on compliance solutions for registrants.

The Canadian registrants’ regulatory landscape continues to quickly change, with enhanced regulatory expectations – are you up to date?

Covid-19 challenges, sales practice guidance, client-focused reforms, business conduct, and registration rules are just a few regulatory developments that will require massive change to your processes. Your company is relying on you to develop new compliance processes.

Engage with top regulators and industry leaders to ensure your firm meets evolving regulatory requirements. Take advantage of unique interactive panel sessions, specifically designed for Investment Funds and Portfolio Managers.

No other conference offers this in-depth a discussion tailored to your job responsibilities.

Your Registrant Regulation Team
Strategy Institute

Download Brochure


Network With Top Financial Compliance Leaders

Download Past Attendees


The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance is the longest-running event of its kind. It is the leading event for the industry, and is regarded by delegates as a must-attend date for their diary.

Strategy Institute has been in business for 25+ years, has produced over 450 conferences, and catered to more than 50,000 attendees. We act as an independent conference organizer with an emphasis on high quality research and lead generation to meet the needs of our customers.


Ever attend an event where you feel like you’re lost in a crowd? Not at the 13th Annual Focus Event on Registrant Regulation Conduct and Compliance! We deliberately design the program to encourage you to meet with like-minded people – every day of the event. You’ll do so at a number of small working groups, industry workshops, peer-led breakouts, roundtables and much more! You’ll come as an individual attendee – but you’ll leave as part of the Registrant Regulation Conduct and Compliance community!

Download Brochure

Get the latest news

*Privacy Policy