Bonnie Kuhn is senior legal counsel in the Market Regulation Division of the Alberta Securities Commission. Since joining the ASC in 2012 she has participated in numerous regulatory projects including CSA’s Client Focused Reforms, CSA’s Amendments to NI 31-101 to Enhance Protection of Older and Vulnerable Clients, and the Regulatory Framework for Clearing Agencies.
Previously Bonnie was in house legal counsel for two mineral exploration and mining companies and prior to that she was a partner in a securities law boutique. She holds a master’s degree in law (securities) from Osgoode Hall Law School.
Day 1: Jun 17, 2020
11:05 am
11:05 am
Keynote Address
CSA Panel on Client-Focused Reforms Increase your Understanding of Recent Regulatory Enhancements to Build an Effective Compliance Program
Senior and experienced representatives from Canada’s regulators discuss their policy objectives and regulatory expectations focusing on the Client-Focused Reforms. Share your questions in advance to clarify expectations, ask what will be coming in the near future and enhance your compliance strategies. Source exclusive insights to:
- Comply with new regulations and meet expectations
- Determine what will be new for 2021 and beyond, and the timeline for any new projects or considerations
- Align your compliance strategy to meet regulators’ objectives
Clarify the expectations of provincial regulators to improve your compliance
Day 2: Jun 18, 2020
