Paul Bourque assumed the position of President and CEO for The Investment Funds Institute of Canada on July 18, 2016. Most recently he held the position of Executive Director of the British Columbia Securities Commission. Prior to that Paul was an Associate Partner with Deloitte Inc. leading the national securities and regulatory investigation practice. Prior to joining Deloitte, Paul held senior positions with a number of securities regulators and law enforcement agencies: Senior Vice President of Member Regulation for the Investment Industry Regulatory Organization of Canada, Director of Market Operations for the Ontario Securities Commission, and the Enforcement Director for the British Columbia Securities Commission. In addition to his experience as a securities regulator, Paul was a special prosecutor, Director, Criminal Appeals and Criminal Law Policy and Deputy Attorney General and Deputy Minister of Justice with the Alberta Department of Justice. Paul is a member ofthe Law Society of British Columbia and the Law Society of Upper Canada.
Day 1: Jun 17, 2020
How Client-Focused Reforms Will Affect IIROC and MFDA Member Firms
Industry response to Client Focused Reforms may depend, in part, on how SROs plan to implement and oversee the implementation of the reforms. Assess the role of IIROC and MFDA in implementing the reforms, and how industry is responding. Gain valuable insight into how:
- Firms can comply with specific oversight issues IIROC and MFDA have targeted
- Firms are complying with revised rules
Understand exactly how firms can respond to IIROC and MFDA Client-Focused Reform implementation
Day 2: Jun 18, 2020