Raymond Chan

Director, Investment Funds and Structured Products Branch

Raymond Chan is the Director of the Investment Funds and Structured Products Branch of the Ontario Securities Commission (OSC).  He is responsible for regulatory policies on the retail distribution, disclosure and management of investment fund issuers and linked note securities. In his role, Raymond makes key decisions on the issuance of prospectus receipts and exemptive relief. Raymond is a member of the Committee on Investment Management of the International Organization of Securities Commissions.

Raymond is a CFA charterholder, and he graduated with a master’s degree in Accounting and a bachelor’s degree in Mathematics from the University of Waterloo.


All Sessions by Raymond Chan

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Day 1: Jun 17, 2020

Day 2: Jun 18, 2020

12:00 pm

12:00 pm

Regulator Update

What You Need to Know About the OSC’s Focus on Reducing Regulatory Burdens in Capital Markets

For the past year, the Ontario Securities Commission (OSC), in coordination

with the Ontario Ministry of Finance and other members of the CSA, has engaged market participants to help reduce the regulatory burden in capital markets. Achieve a better understanding of how the review is progressing, and what we can expect in the coming years. Gain a stronger understanding of:

  • Which concerns are being addressed – and how
  • Which initiatives are being prioritized – and why
  • How changes will make it is easier to navigate revised regulations

Build your knowledge of the proposed changes for reducing the regulatory burden in capital markets