Toronto, ON

Tuesday May 2nd &
Wednesday May 3rd 2017

Ensure Your Compliance at the 10th Focus Event on Registrant Regulation Conduct & Compliance!

As the leading Canadian conference dedicated to registrants’ regulation, this event brought together leaders from across the Canadian financial compliance community. Some of the key topics we covered were:

  • The implementation of CRM2
  • The best interest standard
  • The regulatory requirements for robo-advisors
  • The crowdfunding regulations across Canada

These discussions have helped to advance compliance within Canadian financial services sector. Thank you for being a part of it. We look forward to seeing you in 2017 when we will continue the conversation with the latest developments in this field.
 
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