REGISTRANT REGULATION
CONDUCT & COMPLIANCE
SUMMIT 2020

One King West Hotel
& Residence
Toronto, ON

Wed, June 17th &
Thurs, June 18th, 2020

ENSURE YOUR FIRM IS READY TO MEET THE CHALLENGES OF NEW REGULATORY COMPLIANCE

The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance is designed to help investment funds, and portfolio managers chart the path forward on compliance strategies and implementation. Connect with like-minded peers to discuss how to prepare for and know the requirements to achieve compliance excellence.

Hear from regulators and CCOs from major firms. In previous year’s speakers have come from: ASC, ATB Financial, IFIC, BLG, IIROC, FCNB, Capital One, Pinnacle Wealth Brokers, BMO, Scotiabank, State Street and many more.

Take advantage of this amazing interactive environment to join thought leaders, experts and professionals from across North America.

 

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REGISTRANT REGULATION LEADERS

Discover how the leaders behind major registrants implement and comply with regulations.  Use proven strategies from case studies and exclusive panel discussions. Meet with 30+ compliance thought leaders and benchmark your firm against them.

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SPONSOR NOW AND NETWORK WITH COMPLIANCE LEADERS WHO ARE ACTIVELY INVESTING IN REGULATORY COMPLIANCE SOLUTIONS

13th Annual Focus Event on Registrant Regulation Conduct and Compliance enables senior executives to access cutting edge content, in an environment that is conducive to forging lasting business relationships.

Meet hundreds of senior compliance leaders at this annual marquee event. Build your pipeline with sales leads by taking advantage of one of our limited sponsorship opportunities.

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