REGISTRANT REGULATION
CONDUCT & COMPLIANCE
SUMMIT 2021

Accessible from
anywhere in the world

Tuesday, March 2
Wednesday, March 3, 2021

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ENSURE YOUR FIRM IS READY TO MEET THE CHALLENGES OF NEW REGULATORY COMPLIANCE

The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance is designed to guide investment funds and help portfolio managers chart the path forward on the latest compliance strategies and implementation. Connect with your industry peers to discuss how you can prepare for the latest requirements to achieve compliance excellence.

Hear from regulators and CCOs of major firms, including OSC, AMF, ASC, FCNB, ATB Financial, Blackrock, IIAC, Edward Jones, Gluskin Sheff, WealthSimple, Caldwell Investment, Aligned Capital Partners, Scotiabank, BMO Financial Group, and many more!!

Take advantage of this amazing virtual interactive environment to join thought leaders, experts and professionals from across North America.

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CONNECT WITH CANADA’S REGISTRANT REGULATION COMPLIANCE LEADERS

Discover how the leaders behind major financial services firms implement and comply with regulations. Use proven strategies from case studies and exclusive panel discussions. Meet with 20+ compliance thought leaders and build a blueprint for your firm’s future success.

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AN INTERACTIVE & IMMERSIVE EXPERIENCE

The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance connects you with exclusive knowledge at the touch of a button.

In addition to this leading-edge content, we are excited to share this as a virtual immersive experience that offers you key benefits including:

LIVE Interactive Sessions with enhanced Q&A, polls and learning
Break-out groups on specialized topics to turbo-charged peer-to-peer learning
Networking with industry leadership to which you wouldn’t otherwise have access
On-demand workshops, keynotes and panels for specialized learning that can be viewed anytime, 24/7 (for you to reference up to 3 months after the event)
A virtual exhibit hall with special offers from sponsors
Less travel and time away from work needed; more convenience

VIEW AGENDA

2021 Featured Speakers

Kat Szybiak

Senior Legal Counsel, Compliance and Registrant Regulation

Jason Alcorn

Senior Legal Counsel

Bonnie Kuhn

Senior Legal Counsel, Market Regulation

Margaret Gunawan

Managing Director, Head of Canada Legal and Compliance, Blackrock, Board of Directors

See All Speakers

SPONSOR NOW AND CONNECT WITH SENIOR LEADERS LOOKING FOR EXPERT GUIDANCE IN FINANCIAL REGULATORY COMPLIANCE

Meet senior compliance officers and counsels at this annual marquee event. Build your pipeline with valuable leads by taking advantage of one of our limited sponsorship opportunities in an environment that is conducive to forging lasting business relationships.

Download Media Kit