With new updates from the CSA, an emphasis on compliant sales practices and harmonization between financial planning and securities regulations means you must adapt quickly.
Engage in special Q & A sessions with the main regulators in the country to update your compliance process.
The strategic business importance of your compliance function is growing significantly! Find out what this change as a key influencer in business decisions will mean for your future career.
Designed for investment funds, portfolio managers and EMDs, gain insights on:
Know the requirements, enhanced regulatory expectations, understand what is coming next, and achieve compliance excellence!