The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance is designed to help investment funds, and portfolio managers chart the path forward on compliance strategies and implementation. Connect with like-minded peers to discuss how to prepare for and know the requirements to achieve compliance excellence.
Hear from regulators and CCOs from major firms. In previous year’s speakers have come from: ASC, ATB Financial, IFIC, BLG, IIROC, FCNB, Capital One, Pinnacle Wealth Brokers, BMO, Scotiabank, State Street and many more.
Take advantage of this amazing interactive environment to join thought leaders, experts and professionals from across North America.