Engage in special Q & A sessions with the main regulators in the country to update your compliance process.

Engage in special Q & A sessions with the main regulators in the country to update your compliance process.

Designed for investment funds, portfolio managers and EMDs, gain insights on:

  • The latest updates from the CSA
  • What impact global regulatory decisions could have on Canada
  • Financial planning harmonization
  • Avoiding conflict of interest in sales practices
  • The future of monitoring processes and technology
  • Providing suitable advice to older investors
  • Implementing Fintech developments

Know the requirements, enhanced regulatory expectations, understand what is coming next, and achieve compliance excellence!

Become a Sponsor Request Updates

Featured 2018 Speakers

View bio
View bio
View bio
View bio
View all speakers

Get Involved

Become a Sponsor

Sponsor

Become a Partner

Partner

Become a Delegate

Attend

Download Brochure - Gain new ideas and practical strategies for implementation

  • This field is for validation purposes and should be left unchanged.