Client-focused reforms, NI 93-101 and NI 93-102, and embedded commission changes are on the way! Prepare your firm for regulatory compliance.

With new updates from the CSA rapidly changing the playing field in which you operate, you must be prepared and adapt quickly.

Engage in special Q&A sessions with the regulators in the country to update your compliance process.

Convene with legal experts and senior-level industry executives to chart the path forward on compliance strategies and implementation.

Designed for investment funds, portfolio managers and EMDs, gain insights on:

  • The latest updates on client-focused reforms, derivatives business conduct and registration rules and embedded commissions
  • What open banking may mean for your business
  • The future of advice and financial planning harmonization
  • What impact GDPR and US regulatory decisions could have on Canada
  • How RegTech could play a role in your organization
  • Implementing Fintech developments in compliance with regulations
  • Providing suitable advice to older investors
  • Building a sustainable regulatory compliance management framework

Know the requirements and enhanced regulatory expectations, understand what is coming next, and achieve compliance excellence!

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