The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance is designed to guide investment funds and portfolio managers chart the path forward on the latest compliance strategies and implementation. Connect with your industry peers to discuss how you can prepare for the latest requirements to achieve compliance excellence.
Hear from regulators and CCOs from major firms, including OSC, AMF, ASC, FCNB, ATB Financial, Blackrock, IIAC, Edward Jones, Gluskin Sheff, WealthSimple, Caldwell Investment, Aligned Capital Partners, Scotiabank, BMO Financial Group, and many more!!
Take advantage of this amazing virtual interactive environment to join thought leaders, experts and professionals from across North America.