Is Your Firm Ready to Meet the Challenges of New Regulatory Compliance?

With new updates from the CSA rapidly changing the playing field, you must be prepared, know the requirements and adapt quickly to achieve compliance excellence!

Designed to help investment funds, portfolio managers and EMDs chart the path forward on compliance strategies and implementation.

  • Client-focused reforms, derivatives business conduct and registration rules and embedded commissions
  • What open banking means for your business
  • The future of advice and financial planning harmonization
  • What impact GDPR and US regulatory decisions could have on Canada
  • How RegTech could play a role in your organization
  • Implementing Fintech developments in compliance with regulations
  • Providing suitable advice to older investors
  • Building a sustainable regulatory compliance management framework

May 14 & 15 in Toronto, engage in special Q&A sessions with the regulators in the country to update your compliance process.

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